Roger Wurzel
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Roger Wurzel, a licensed former licensee with CE reference ALS397. This person has 0.3 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2008-07-11 | 2008-07-18 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2005-02-15 | 2005-05-14 |