Jui-Fen Ko
柯瑞棻
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jui-Fen Ko (柯瑞棻), a licensed former licensee with CE reference ALS082. This person has 5.9 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | RO | Type 4 - Advising on securities | 2012-08-13 | 2013-11-09 |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 1 - Dealing in securities | 2011-03-10 | 2013-11-09 |
| Merrill Lynch Far East Limited | RO | Type 2 - Dealing in futures contracts | 2011-03-10 | 2013-11-09 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2010-09-06 | 2011-03-10 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2008-04-21 | 2011-03-10 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2008-04-21 | 2010-09-06 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2005-05-25 | 2005-06-24 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2005-02-21 | 2005-05-23 |