Simon Guomin Chen
陳國敏
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Simon Guomin Chen (陳國敏), a licensed former licensee with CE reference ALS062. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
RO | Type 6 — Advising on corporate finance | 2005-06-20 | 2006-06-02 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 4 — Advising on securities | 2005-02-07 | 2006-06-02 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2005-02-07 | 2005-06-20 |