Simon Guomin Chen
陳國敏
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Simon Guomin Chen (陳國敏), a licensed former licensee with CE reference ALS062. This person has 1.3 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
RO | Type 6 - Advising on corporate finance | 2005-06-20 | 2006-06-02 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 4 - Advising on securities | 2005-02-07 | 2006-06-02 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2005-02-07 | 2005-06-20 |