Timothy Robert Smith
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Timothy Robert Smith, a licensed former licensee with CE reference ALR020. This person has 11.9 years of SFC licence history. Total licence records on file: 7.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
RO | Type 5 - Advising on futures contracts | 2012-11-15 | 2017-02-21 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
RO | Type 1 - Dealing in securities | 2011-12-09 | 2017-02-21 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
RO | Type 2 - Dealing in futures contracts | 2011-12-09 | 2017-02-21 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2011-08-26 | 2011-12-09 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-08-26 | 2011-12-09 |
| Macquarie Asia Securities Limited | RO | Type 2 - Dealing in futures contracts | 2005-07-26 | 2011-06-16 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 - Dealing in securities | 2005-01-26 | 2011-06-16 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Timothy Robert Smith during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.