Jianyang (SFC:ALR017) Wang
汪建阳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jianyang (SFC:ALR017) Wang (汪建阳), a licensed former licensee with CE reference ALR017. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2013-04-02 | 2013-09-02 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2013-04-02 | 2013-09-02 |
| Taikang Asset Management (Hong Kong) Company Limited 泰康資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2011-05-18 | 2013-01-01 |
| Taikang Asset Management (Hong Kong) Company Limited 泰康資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2011-05-18 | 2013-01-01 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 - Dealing in securities | 2007-04-16 | 2011-04-29 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 4 - Advising on securities | 2006-08-04 | 2007-03-21 |
| BOCI Research Limited 中銀國際研究有限公司 |
Rep | Type 4 - Advising on securities | 2005-01-27 | 2006-08-02 |