Tin Wai (SFC:ALR014) Ng
伍鈿瑋
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tin Wai (SFC:ALR014) Ng (伍鈿瑋), a licensed former licensee with CE reference ALR014. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2005-01-31 | 2005-06-28 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2005-01-31 | 2005-06-28 |