Aektha Indraprakash Wadhwani
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Aektha Indraprakash Wadhwani ( ), a licensed former licensee with CE reference ALQ955. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-11-07 | 2009-07-16 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 7 - Providing automated trading services | 2008-11-07 | 2009-07-16 |
| Credit Suisse Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2007-12-12 | 2008-11-24 |
| Credit Suisse Futures (Hong Kong) Limited | Rep | Type 7 - Providing automated trading services | 2007-12-12 | 2008-11-24 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2007-07-11 | 2009-07-16 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2005-01-26 | 2007-06-01 |