Queenie Kwan Ting Tang
鄧坤婷
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Queenie Kwan Ting Tang (鄧坤婷), a licensed former licensee with CE reference ALQ908. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2008-06-17 | 2009-06-25 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2008-06-17 | 2009-06-25 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2008-06-17 | 2009-06-25 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2005-01-31 | 2007-08-10 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2005-01-31 | 2007-08-10 |