Tsi Wan Pan
潘芷筠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tsi Wan Pan (潘芷筠), a licensed former licensee with CE reference ALQ880. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-04-20 | 2016-04-19 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2015-03-03 | 2015-04-19 |
| Newedge Broker Hong Kong Limited 新際經紀香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-08-24 | 2015-04-19 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2012-08-24 | 2015-04-19 |
| Longitude Asia Limited 瑞士經緯投資有限公司 |
Rep | Type 4 — Advising on securities | 2005-08-25 | 2006-08-10 |
| Cinda International Investment Management Limited 信達國際投資管理有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2005-01-26 | 2005-02-23 |