Joyce Tak Yan Tam
譚德恩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Joyce Tak Yan Tam (譚德恩), a licensed former licensee with CE reference ALQ684. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 1 — Dealing in securities | 2005-06-10 | 2008-10-31 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 4 — Advising on securities | 2005-06-10 | 2008-10-31 |
| SYZ Asset Management (Asia) Limited 思泰資產管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2005-02-21 | 2005-05-19 |