John Christian Antweiler III
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for John Christian Antweiler III, a licensed former licensee with CE reference ALQ494. This person has 7.3 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wells Fargo Securities Asia Limited | RO | Type 6 - Advising on corporate finance | 2009-05-20 | 2013-01-07 |
| Wells Fargo Securities Asia Limited | RO | Type 1 - Dealing in securities | 2008-10-30 | 2013-01-07 |
| Wells Fargo Securities Asia Limited | RO | Type 4 - Advising on securities | 2008-10-30 | 2013-01-07 |
| Wells Fargo Securities Asia Limited | RO | Type 9 - Asset management | 2008-10-30 | 2013-01-07 |
| Wachovia Advisors International Limited | RO | Type 4 - Advising on securities | 2008-06-02 | 2010-06-30 |
| Wachovia Advisors International Limited | RO | Type 9 - Asset management | 2008-06-02 | 2010-06-30 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2005-01-18 | 2007-10-06 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as John Christian Antweiler III during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.