John Christian Antweiler III
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for John Christian Antweiler III ( ), a licensed former licensee with CE reference ALQ494. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wells Fargo Securities Asia Limited | RO | Type 6 — Advising on corporate finance | 2009-05-20 | 2013-01-07 |
| Wells Fargo Securities Asia Limited | RO | Type 1 — Dealing in securities | 2008-10-30 | 2013-01-07 |
| Wells Fargo Securities Asia Limited | RO | Type 4 — Advising on securities | 2008-10-30 | 2013-01-07 |
| Wells Fargo Securities Asia Limited | RO | Type 9 — Asset management | 2008-10-30 | 2013-01-07 |
| Wachovia Advisors International Limited |
RO | Type 4 — Advising on securities | 2008-06-02 | 2010-06-30 |
| Wachovia Advisors International Limited |
RO | Type 9 — Asset management | 2008-06-02 | 2010-06-30 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2005-01-18 | 2007-10-06 |