Cong (SFC:ALQ324) Li
李匆
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cong (SFC:ALQ324) Li (李匆), CE reference ALQ324. Currently licensed at 1 firm(s): Zenas Capital Management Limited. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Zenas Capital Management Limited 澤源資本管理有限公司 |
RO | Type 9 — Asset management | 2013-09-12 | present |
| Zenas Capital Management Limited 澤源資本管理有限公司 |
RO | Type 4 — Advising on securities | 2015-11-30 | 2021-05-18 |
| Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2011-01-11 | 2013-07-01 |
| Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 |
RO | Type 4 — Advising on securities | 2007-01-02 | 2013-07-01 |
| Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 |
RO | Type 9 — Asset management | 2007-01-02 | 2013-07-01 |
| Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2006-03-24 | 2007-01-02 |
| Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 |
Rep | Type 9 — Asset management | 2006-03-24 | 2007-01-02 |
| Hamon Asian Advisors Limited | Rep | Type 4 — Advising on securities | 2005-05-23 | 2006-03-01 |
| Hamon Asian Advisors Limited | Rep | Type 9 — Asset management | 2005-05-23 | 2006-03-01 |
| Hamon Asset Management Limited | Rep | Type 4 — Advising on securities | 2005-01-12 | 2006-03-01 |
| PFP Capital Limited | Rep | Type 4 — Advising on securities | 2005-01-12 | 2006-03-01 |
| Hamon Asset Management Limited | Rep | Type 5 — Advising on futures contracts | 2005-01-12 | 2006-03-01 |
| PFP Capital Limited | Rep | Type 5 — Advising on futures contracts | 2005-01-12 | 2006-03-01 |
| Hamon Asset Management Limited | Rep | Type 9 — Asset management | 2005-01-12 | 2006-03-01 |
| PFP Capital Limited | Rep | Type 9 — Asset management | 2005-01-12 | 2006-03-01 |