Tsz Chun (SFC:ALP760) Hui
許子俊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tsz Chun (SFC:ALP760) Hui (許子俊), a licensed Representative with CE reference ALP760. Currently licensed at 1 firm(s): Nomura International (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2020-12-09 | present |
| China Glory Securities Company Limited 華彩證券有限公司 |
RO | Type 1 — Dealing in securities | 2020-03-19 | 2020-05-15 |
| China Glory Securities Company Limited 華彩證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2020-03-19 | 2020-05-15 |
| China Glory Securities Company Limited 華彩證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-01-31 | 2020-03-19 |
| China Glory Securities Company Limited 華彩證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2020-01-31 | 2020-03-19 |
| Tian Yuan Finance Limited 天元金融有限公司 |
RO | Type 1 — Dealing in securities | 2018-04-27 | 2019-12-29 |
| Tian Yuan Finance Limited 天元金融有限公司 |
RO | Type 4 — Advising on securities | 2018-04-27 | 2019-12-29 |
| Tian Yuan Finance (Index Trading) Limited 天元金融(期貨)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2016-10-12 | 2019-12-29 |
| Tian Yuan Finance Limited 天元金融有限公司 |
Rep | Type 1 — Dealing in securities | 2016-05-31 | 2018-04-27 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-08-12 | 2016-05-20 |
| UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-08-12 | 2016-05-20 |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-09-12 | 2014-07-30 |
| Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-09-12 | 2014-07-30 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2005-01-26 | 2005-09-30 |