Ka Yee Johnson Ng
吳家兒
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Yee Johnson Ng (吳家兒), a licensed former licensee with CE reference ALP072. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCI Asia Limited 中銀國際亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2015-03-13 | 2025-05-09 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2015-03-13 | 2025-05-09 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2015-03-13 | 2025-05-09 |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2015-03-13 | 2025-05-09 |
| S&P Global Ratings Hong Kong Limited | Rep | Type 10 - Providing credit rating services | 2011-12-28 | 2014-08-15 |