Joon Bae

CE No. ALN903 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Joon Bae, a licensed former licensee with CE reference ALN903. This person has 7.0 years of SFC licence history. Total licence records on file: 3.

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Licence history

FirmRoleRegulated activityFromTo
Macquarie Capital Limited
麥格理資本股份有限公司
Rep Type 1 - Dealing in securities 2009-06-09 2012-11-30
Deutsche Securities Asia Limited
德意志證券亞洲有限公司
Rep Type 1 - Dealing in securities 2007-11-29 2009-01-01
Samsung Securities (Asia) Limited
三星證券(亞洲)有限公司
Rep Type 1 - Dealing in securities 2005-01-31 2007-07-20

Worked alongside

The 7 closest colleagues, strongest tie first — individuals licensed at the same firm as Joon Bae during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Kyung Duk Kim Samsung Securities (Asia) Limited 2005–2007
Yong Kook Kim Samsung Securities (Asia) Limited 2005–2007
Sup Min Byun Samsung Securities (Asia) Limited 2005–2007
Joo Sang Rhee Samsung Securities (Asia) Limited 2005–2007
Kyung Seon Choi Samsung Securities (Asia) Limited 2005–2007
Je Yong Lee Samsung Securities (Asia) Limited 2005–2006
Dong Jin Lee Samsung Securities (Asia) Limited 2006–2007
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