Hoi Tin Yeung
楊海天
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hoi Tin Yeung (楊海天), a licensed former licensee with CE reference ALN233. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Vontobel (Hong Kong) Limited 瑞萬通博(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2008-11-27 | 2010-07-31 |
| Vontobel (Hong Kong) Limited 瑞萬通博(香港)有限公司 |
RO | Type 4 — Advising on securities | 2008-11-27 | 2010-07-31 |
| Harcourt Alternative Investments (HK) Limited 宏格達投資(香港)有限公司 |
RO | Type 9 — Asset management | 2007-08-21 | 2008-11-20 |
| Janus Henderson Investors Hong Kong Limited 駿利亨德森投資香港有限公司 |
Rep | Type 1 — Dealing in securities | 2004-11-30 | 2006-11-20 |
| Janus Henderson Investors Hong Kong Limited 駿利亨德森投資香港有限公司 |
Rep | Type 4 — Advising on securities | 2004-11-30 | 2006-11-20 |