Yu-Ying Kuo
郭玉瑩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yu-Ying Kuo (郭玉瑩), a licensed former licensee with CE reference ALL900. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2005-04-23 | 2009-06-01 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2004-11-25 | 2009-06-01 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2004-11-25 | 2009-06-01 |