Bo Tan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Bo Tan ( ), a licensed former licensee with CE reference ALK999. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 4 - Advising on securities | 2006-03-16 | 2007-03-31 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 4 - Advising on securities | 2004-11-15 | 2006-02-16 |