Brian Chun Yip Lam
林俊業
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Brian Chun Yip Lam (林俊業), a licensed former licensee with CE reference ALK986. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 1 - Dealing in securities | 2006-01-24 | 2007-08-06 |
| Emperor Futures Limited 英皇期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2005-10-05 | 2007-08-06 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2005-01-27 | 2005-09-02 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2004-11-10 | 2005-09-02 |