Philip Chi Chiu Lo
盧志超
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Philip Chi Chiu Lo (盧志超), CE reference ALK260. Currently licensed at 1 firm(s): FWD Financial Planning Limited. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
Rep | Type 1 — Dealing in securities | 2021-06-08 | present |
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
Rep | Type 4 — Advising on securities | 2021-06-08 | present |
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
Rep | Type 1 — Dealing in securities | 2012-01-06 | 2015-04-13 |
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
Rep | Type 4 — Advising on securities | 2012-01-06 | 2015-04-13 |
| AIA Wealth Management Company Limited 友邦財富管理有限公司 |
Rep | Type 1 — Dealing in securities | 2007-08-17 | 2009-02-05 |
| AIA Wealth Management Company Limited 友邦財富管理有限公司 |
Rep | Type 4 — Advising on securities | 2004-11-25 | 2009-02-05 |