Cedric Lucien Simon Sousi
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cedric Lucien Simon Sousi ( ), a licensed former licensee with CE reference ALK235. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BFAM Partners (Hong Kong) Limited | Rep | Type 9 — Asset management | 2018-02-01 | 2020-03-10 |
| Natixis Asia Limited | Rep | Type 4 — Advising on securities | 2016-09-22 | 2017-11-03 |
| Natixis Asia Limited | Rep | Type 5 — Advising on futures contracts | 2016-09-22 | 2017-11-03 |
| Natixis Asia Limited | Rep | Type 1 — Dealing in securities | 2016-06-07 | 2017-11-03 |
| Natixis Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2016-06-07 | 2017-11-03 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2004-11-03 | 2011-05-17 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-11-03 | 2011-05-17 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | 2004-11-03 | 2011-05-17 |