Petty Lai Ngor Yar
葉麗娥
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Petty Lai Ngor Yar (葉麗娥), a licensed former licensee with CE reference ALK133. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-10-11 | 2015-10-21 |
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2010-10-11 | 2015-10-21 |
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2004-11-08 | 2008-02-15 |
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2004-11-08 | 2008-02-15 |