Simon Man Leuk Lau
劉文略
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Simon Man Leuk Lau (劉文略), a licensed Representative with CE reference ALK023. Currently licensed at 2 firm(s): Morgan Stanley Asia Limited, Morgan Stanley Hong Kong Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2015-01-02 | present |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2015-01-02 | present |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2007-05-04 | 2007-05-26 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2006-09-21 | 2007-05-26 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2005-09-27 | 2007-05-26 |
| Cinda International Investment Management Limited 信達國際投資管理有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2004-11-03 | 2005-05-03 |