Yu Hin Chiu
趙宇軒
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yu Hin Chiu (趙宇軒), a licensed former licensee with CE reference ALJ990. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Emperor International Exchange (Hong Kong) Company Limited 英皇金融集團(香港)有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2015-05-20 | 2021-11-29 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2005-03-16 | 2005-06-28 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-11-01 | 2005-06-28 |