Susanna Yim
嚴藹文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Susanna Yim (嚴藹文), CE reference ALJ781. Currently licensed at 1 firm(s): BOCI-Prudential Asset Management Limited. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
Rep | Type 5 — Advising on futures contracts | 2006-10-05 | present |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2004-12-07 | present |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
Rep | Type 9 — Asset management | 2004-12-07 | present |