Ho Lam (SFC:ALI771) Wong
黃浩霖
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ho Lam (SFC:ALI771) Wong (黃浩霖), a licensed former licensee with CE reference ALI771. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-07-09 | 2016-03-12 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2012-07-23 | 2016-03-12 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2011-02-17 | 2011-03-30 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2011-02-17 | 2011-03-30 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2006-08-04 | 2010-05-12 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2005-01-11 | 2006-07-18 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2004-10-29 | 2006-07-18 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
Rep | Type 9 - Asset management | 2004-10-29 | 2006-07-18 |