Chen (SFC:ALI695) Luo
羅辰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chen (SFC:ALI695) Luo (羅辰), a licensed Representative with CE reference ALI695. Currently licensed at 1 firm(s): Merrill Lynch (Asia Pacific) Limited. Active regulated activities: Type 4 - Advising on securities. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2010-08-06 | present |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2004-10-21 | 2018-09-11 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2004-10-21 | 2005-04-22 |