Wai Man (SFC:ALI467) Chan
陳偉文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Man (SFC:ALI467) Chan (陳偉文), CE reference ALI467. Currently licensed at 1 firm(s): T. Rowe Price Hong Kong Limited. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| T. Rowe Price Hong Kong Limited 普徠仕香港有限公司 |
Rep | Type 1 — Dealing in securities | 2020-03-24 | present |
| T. Rowe Price Hong Kong Limited 普徠仕香港有限公司 |
Rep | Type 4 — Advising on securities | 2020-03-24 | present |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2017-11-15 | 2020-03-06 |
| Janus Henderson Investors Hong Kong Limited 駿利亨德森投資香港有限公司 |
RO | Type 1 — Dealing in securities | 2017-06-29 | 2017-10-27 |
| Janus Henderson Investors Hong Kong Limited 駿利亨德森投資香港有限公司 |
RO | Type 4 — Advising on securities | 2017-06-29 | 2017-10-27 |
| Janus Henderson Investors Hong Kong Limited 駿利亨德森投資香港有限公司 |
Rep | Type 1 — Dealing in securities | 2013-05-20 | 2017-06-29 |
| Janus Henderson Investors Hong Kong Limited 駿利亨德森投資香港有限公司 |
Rep | Type 4 — Advising on securities | 2013-05-20 | 2017-06-29 |
| Tyche Group Limited 橋川有限公司 |
Rep | Type 4 — Advising on securities | 2004-11-11 | 2011-01-05 |
| Tyche Group Limited 橋川有限公司 |
Rep | Type 9 — Asset management | 2004-11-11 | 2011-01-05 |