Ka Yeung (SFC:ALH659) Chan
陳家揚
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Yeung (SFC:ALH659) Chan (陳家揚), a licensed former licensee with CE reference ALH659. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 |
Rep | Type 4 — Advising on securities | 2018-10-25 | 2024-12-31 |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
Rep | Type 4 — Advising on securities | 2015-10-22 | 2018-10-05 |
| ICBC International Research Limited 工銀國際證券研究有限公司 |
Rep | Type 4 — Advising on securities | 2010-06-22 | 2013-10-17 |
| Asset Management One Hong Kong Limited 頂峰資產管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2010-03-11 | 2010-04-01 |
| Asset Management One Hong Kong Limited 頂峰資產管理香港有限公司 |
Rep | Type 9 — Asset management | 2010-03-11 | 2010-04-01 |
| CCB International Securities Limited 建銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2007-08-14 | 2008-07-20 |
| China Everbright Research Limited 中國光大資料研究有限公司 |
Rep | Type 4 — Advising on securities | 2006-08-24 | 2007-07-22 |
| Shenwan Hongyuan Research (H.K.) Limited 申萬宏源研究(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2006-06-27 | 2006-08-05 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 4 — Advising on securities | 2006-06-03 | 2006-06-12 |
| Chief Commodities Limited 致富期貨商品有限公司 |
Rep | Type 5 — Advising on futures contracts | 2006-06-03 | 2006-06-12 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2004-10-26 | 2005-11-11 |