Yue Seng Chiu
趙汝成
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yue Seng Chiu (趙汝成), a licensed former licensee with CE reference ALG329. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Corporate Finance (Hong Kong) Limited | RO | Type 6 — Advising on corporate finance | 2013-02-22 | 2016-12-30 |
| HSBC Corporate Finance (Hong Kong) Limited | Rep | Type 6 — Advising on corporate finance | 2012-11-13 | 2013-02-22 |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 1 — Dealing in securities | 2009-09-24 | 2012-07-13 |
| Merrill Lynch Far East Limited | RO | Type 1 — Dealing in securities | 2009-09-24 | 2012-07-13 |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 4 — Advising on securities | 2009-09-24 | 2012-07-13 |
| Merrill Lynch Far East Limited | RO | Type 4 — Advising on securities | 2009-09-24 | 2012-07-13 |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 6 — Advising on corporate finance | 2009-09-24 | 2012-07-13 |
| Merrill Lynch Far East Limited | RO | Type 6 — Advising on corporate finance | 2009-09-24 | 2012-07-13 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2005-04-22 | 2009-09-24 |
| Merrill Lynch Far East Limited | Rep | Type 4 — Advising on securities | 2005-04-22 | 2009-09-24 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2004-09-23 | 2009-09-24 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2004-09-23 | 2009-09-24 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | 2004-09-23 | 2009-09-24 |
| Merrill Lynch Far East Limited | Rep | Type 6 — Advising on corporate finance | 2004-09-23 | 2009-09-24 |