Wei (SFC:ALG199) Liu
劉煒
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wei (SFC:ALG199) Liu (劉煒), a licensed former licensee with CE reference ALG199. Total licence records on file: 19.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ascent Fund Management (HK) Limited | Rep | Type 9 — Asset management | 2024-09-13 | 2026-05-13 |
| HashKey Capital Limited |
Rep | Type 9 — Asset management | 2021-06-03 | 2023-11-02 |
| Goldstream Capital Management Limited 金涌資本管理有限公司 |
Rep | Type 9 — Asset management | 2020-02-24 | 2021-04-30 |
| Caitong International Asset Management Co., Limited 財通國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2017-08-03 | 2020-01-31 |
| Racing Capital Management (HK) Limited |
RO | Type 4 — Advising on securities | 2016-11-11 | 2017-07-20 |
| Racing Capital Management (HK) Limited |
RO | Type 9 — Asset management | 2016-07-06 | 2017-07-20 |
| Racing Capital Management (HK) Limited |
Rep | Type 9 — Asset management | 2016-06-16 | 2016-07-06 |
| Hamon Asian Advisors Limited | Rep | Type 4 — Advising on securities | 2010-09-10 | 2014-04-15 |
| Hamon Asset Management Limited | Rep | Type 4 — Advising on securities | 2010-09-10 | 2014-04-15 |
| PFP Capital Limited | Rep | Type 4 — Advising on securities | 2010-09-10 | 2014-04-15 |
| Hamon Asset Management Limited | Rep | Type 5 — Advising on futures contracts | 2010-09-10 | 2014-04-15 |
| PFP Capital Limited | Rep | Type 5 — Advising on futures contracts | 2010-09-10 | 2014-04-15 |
| Hamon Asian Advisors Limited | Rep | Type 9 — Asset management | 2010-09-10 | 2014-04-15 |
| Hamon Asset Management Limited | Rep | Type 9 — Asset management | 2010-09-10 | 2014-04-15 |
| PFP Capital Limited | Rep | Type 9 — Asset management | 2010-09-10 | 2014-04-15 |
| BNP Paribas Futures (Hong Kong) Limited 法國巴黎期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-05-19 | 2010-06-01 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-08-20 | 2010-06-01 |
| CLSA Research Limited 里昂證券投資研究有限公司 |
Rep | Type 4 — Advising on securities | 2007-02-26 | 2008-05-28 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-09-23 | 2007-03-19 |