Arie Reiss
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Arie Reiss, a licensed former licensee with CE reference ALG182. This person has 11.5 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2014-07-02 | 2016-03-15 |
| Merrill Lynch Far East Limited | RO | Type 2 - Dealing in futures contracts | 2010-08-20 | 2014-07-02 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2010-04-08 | 2016-03-15 |
| Merrill Lynch Futures (Hong Kong) Limited | RO | Type 2 - Dealing in futures contracts | 2005-06-01 | 2010-12-31 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2004-09-20 | 2016-03-15 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2004-09-20 | 2005-06-01 |