Wai Man Lee
李慰民
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Man Lee (李慰民), a licensed former licensee with CE reference ALF773. This person has 17.5 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 |
RO | Type 4 - Advising on securities | 2015-04-10 | 2022-10-14 |
| Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2015-02-17 | 2018-07-17 |
| Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2015-02-17 | 2015-04-10 |
| Fubon Securities (Hong Kong) Limited 富邦證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2014-07-18 | 2015-02-03 |
| Fubon Securities (Hong Kong) Limited 富邦證券(香港)有限公司 |
RO | Type 4 - Advising on securities | 2012-05-18 | 2015-02-03 |
| China Everbright Research Limited 中國光大資料研究有限公司 |
RO | Type 4 - Advising on securities | 2010-07-23 | 2011-12-31 |
| China Everbright Research Limited 中國光大資料研究有限公司 |
Rep | Type 4 - Advising on securities | 2009-11-19 | 2010-07-23 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2009-01-14 | 2009-10-31 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2007-08-07 | 2009-01-02 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2006-03-06 | 2007-07-22 |
| CITIC Frontier China Research Limited 中信投資研究有限公司 |
Rep | Type 4 - Advising on securities | 2004-09-16 | 2006-02-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wai Man Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.