Qidong Gu
顧啟棟
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Qidong Gu (顧啟棟), a licensed former licensee with CE reference ALF373. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2005-09-12 | 2009-01-09 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2005-09-12 | 2009-01-09 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2005-09-12 | 2009-01-09 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2005-09-12 | 2009-01-09 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2004-09-07 | 2009-01-09 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2004-09-07 | 2009-01-09 |