Kuo-Chou Kao
高國洲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kuo-Chou Kao (高國洲), a licensed former licensee with CE reference ALF359. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Natixis Asia Limited | Rep | Type 1 - Dealing in securities | 2008-09-11 | 2009-03-31 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2008-03-03 | 2008-05-30 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2004-09-07 | 2005-04-11 |