Lillian Yaying Liu
劉亞英
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lillian Yaying Liu (劉亞英), a licensed former licensee with CE reference ALF231. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2007-03-15 | 2009-02-16 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 - Dealing in futures contracts | 2007-03-15 | 2009-02-16 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2004-09-03 | 2005-03-04 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2004-09-03 | 2004-12-15 |