Ning Ge
葛宁
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ning Ge (葛宁), a licensed former licensee with CE reference ALC812. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 4 - Advising on securities | 2004-08-20 | 2007-11-28 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2004-08-20 | 2007-11-28 |