Sai Hung Yau
邱世鴻
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sai Hung Yau (邱世鴻), a licensed former licensee with CE reference ALC088. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2005-01-17 | 2006-04-27 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2004-11-02 | 2006-04-27 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2004-11-02 | 2006-04-27 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2004-08-18 | 2004-10-18 |