Shane Jayson Daniels Gunther
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shane Jayson Daniels Gunther ( ), a licensed former licensee with CE reference ALB795. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | RO | Type 1 — Dealing in securities | 2010-06-28 | 2016-05-10 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2010-03-29 | 2010-06-28 |
| UBS Securities Asia Limited | Rep | Type 4 — Advising on securities | 2006-11-06 | 2010-10-15 |
| UBS Securities Asia Limited | RO | Type 4 — Advising on securities | 2006-07-18 | 2006-11-06 |
| UBS Securities Asia Limited | Rep | Type 4 — Advising on securities | 2004-08-09 | 2006-07-18 |