Wing Lam (SFC:ALB653) Lau
劉頴藍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wing Lam (SFC:ALB653) Lau (劉頴藍), a licensed former licensee with CE reference ALB653. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 4 - Advising on securities | 2005-09-27 | 2006-10-04 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2004-08-11 | 2005-05-04 |