Shaoli Fan
范少立
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shaoli Fan (范少立), a licensed former licensee with CE reference ALB271. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Panda Securities Company Limited 熊貓證券有限公司 |
Rep | Type 1 — Dealing in securities | 2025-08-11 | 2025-12-10 |
| Panda Securities Company Limited 熊貓證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2025-08-11 | 2025-12-10 |
| Panda Securities Company Limited 熊貓證券有限公司 |
Rep | Type 9 — Asset management | 2025-08-11 | 2025-12-10 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2012-03-05 | 2023-06-29 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2007-06-06 | 2008-11-21 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-06-06 | 2008-11-21 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2005-03-11 | 2007-04-17 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2004-08-06 | 2007-04-17 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2004-08-06 | 2007-04-17 |