Nan Shen
申楠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nan Shen (申楠), a licensed former licensee with CE reference ALA470. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Corporate Finance (Hong Kong) Limited | Rep | Type 6 - Advising on corporate finance | 2012-03-09 | 2012-03-30 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2004-08-17 | 2007-06-09 |