Zi Mu Chen
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zi Mu Chen ( ), a licensed former licensee with CE reference ALA254. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2018-01-24 | 2020-06-20 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2018-01-24 | 2020-06-20 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2018-01-24 | 2020-06-20 |
| AP Asset Management (HK) Limited | Rep | Type 9 — Asset management | 2007-10-15 | 2010-11-01 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 4 — Advising on securities | 2006-03-15 | 2006-11-09 |
| CLSA Research Limited 里昂證券投資研究有限公司 |
Rep | Type 4 — Advising on securities | 2004-07-26 | 2006-11-09 |