Bing (SFC:AKY573) Han
韓冰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Bing (SFC:AKY573) Han (韓冰), a licensed former licensee with CE reference AKY573. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BrightSphere (Asia-Pacific) Limited |
RO | Type 1 — Dealing in securities | 2019-12-12 | 2020-04-30 |
| China Life Franklin Asset Management Co., Limited 中國人壽富蘭克林資產管理有限公司 |
RO | Type 4 — Advising on securities | 2015-04-28 | 2019-10-04 |
| China Life Franklin Asset Management Co., Limited 中國人壽富蘭克林資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2014-08-29 | 2015-04-28 |
| China Life Franklin Asset Management Co., Limited 中國人壽富蘭克林資產管理有限公司 |
Rep | Type 9 — Asset management | 2014-08-29 | 2019-10-04 |
| Dresdner Kleinwort Securities (Asia) Limited 德利佳華證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-04-12 | 2009-08-31 |
| Dresdner Kleinwort Securities (Asia) Limited 德利佳華證券(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2007-04-12 | 2009-08-31 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2004-07-21 | 2005-10-05 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2004-07-21 | 2005-03-03 |