Ying Nam Chiu
邱瑩籃
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ying Nam Chiu (邱瑩籃), a licensed former licensee with CE reference AKX833. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Emperor International Exchange (Hong Kong) Company Limited 英皇金融集團(香港)有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2008-08-26 | 2010-05-10 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-06-19 | 2009-09-02 |
| Emperor Futures Limited 英皇期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-05-26 | 2011-03-30 |
| Nerico Brothers Limited | Rep | Type 2 — Dealing in futures contracts | 2007-10-18 | 2008-04-30 |
| Nerico Brothers Limited | Rep | Type 3 — Leveraged foreign exchange trading | 2007-10-18 | 2008-04-30 |
| Emperor Futures Limited 英皇期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-03-08 | 2007-10-02 |
| Emperor International Exchange (Hong Kong) Company Limited 英皇金融集團(香港)有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2004-08-11 | 2007-10-02 |