David Barry Knott
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Barry Knott ( ), a licensed former licensee with CE reference AKW758. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 |
Rep | Type 1 - Dealing in securities | 2004-07-16 | 2009-05-31 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2004-07-16 | 2009-05-31 |