Rodney Ramon Banus
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Rodney Ramon Banus ( ), a licensed former licensee with CE reference AKV065. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-01-19 | 2015-07-14 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2007-12-03 | 2008-06-02 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
RO | Type 2 — Dealing in futures contracts | 2005-01-12 | 2010-02-08 |
| Barclays Capital Futures Hong Kong Limited 巴克萊期貨香港有限公司 |
RO | Type 2 — Dealing in futures contracts | 2004-08-24 | 2005-01-31 |