Kar Ying Lee
李嘉盈
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kar Ying Lee (李嘉盈), CE reference AKP099. Currently licensed at 2 firm(s): CITIC Securities Brokerage (HK) Limited, CITIC Securities Futures (HK) Limited. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2021-07-30 | present |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2021-04-09 | present |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2021-04-09 | present |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-10-28 | 2021-03-19 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-07-14 | 2021-03-19 |