Benoit Rauly
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Benoit Rauly, a licensed former licensee with CE reference AKP008. This person has 0.3 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2015-08-04 | 2015-08-15 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2004-05-24 | 2004-08-23 |