Chi Shing (SFC:AKO943) Lam
林志成
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Shing (SFC:AKO943) Lam (林志成), CE reference AKO943. Currently licensed at 2 firm(s): Hao Tian International Securities Limited, Hao Tian Asset Management Limited. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hao Tian International Securities Limited 昊天國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2022-01-20 | present |
| Hao Tian Asset Management Limited 昊天資產管理有限公司 |
RO | Type 4 — Advising on securities | 2022-01-20 | present |
| Hao Tian Asset Management Limited 昊天資產管理有限公司 |
RO | Type 9 — Asset management | 2022-01-20 | present |
| Hao Tian International Securities Limited 昊天國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-12-23 | 2022-01-20 |
| SDHG International Securities Limited 山高國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2019-11-25 | 2021-09-01 |
| Red South Investment Management Limited 紅南投資管理有限公司 |
RO | Type 4 — Advising on securities | 2019-08-09 | 2019-10-16 |
| Red South Investment Management Limited 紅南投資管理有限公司 |
RO | Type 9 — Asset management | 2019-08-09 | 2019-10-16 |
| SDHG International Securities Limited 山高國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2014-08-13 | 2019-08-05 |
| SDHG International Securities Limited 山高國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2006-07-26 | 2014-08-13 |